Job DescriptionAmeriprise Financial, Inc. seeks an Information Security Engineer in Minneapolis, MN responsible for effectively planning, designing, implementing and monitoring security technologies and projects that support the firms' underlying security policies and procedures.ResponsibilitiesAmeriprise Financial, Inc. seeks an Information Security Engineer in Minneapolis, MN responsible for effectively planning, designing, implementing and monitoring security technologies and projects that support the firms' underlying security policies and procedures. Design, document and implement appropriate security policies and standards that protect the firms' information assets. Utilize highly technical and physical forensics to ensure that security policies, standards and best practices are followed throughout the technology organization-including where vendors are utilized to provide services.Required QualificationsBachelor's degree in Computer Science, Electronic Engineering, or related field, plus 5 years of progressively responsible information security engineering/analysis experience, including risk and vulnerability assessment; testing strategy and execution; design; security controls; configuration; and event management. 5 years of progressively responsible experience developing and coordinating any fixes/workarounds for vulnerability remediation; working with architects on designs from port communications to routing specifically tied to multiple global egress points; and working directly with Cyber Security personnel to ensure full knowledge of the capabilities of the products. 5 years of experience with HX and Helix platforms, and their interaction with downstream systems such as ArcSight, SumoLogic and Sitescope. To apply, please visit joinameriprise.com (Job ID #16176BR). About Our CompanyAmeriprise Technology is a team of professionals who provide Technology solutions across the company. This includes corporate computing, network infrastructure solutions and security for the entire firm. Being part of our team also means partnering across the business to enable technology solutions and engaging digital experiences for clients, advisors, and employees. Our mission is to create technology that is reliable, simple, integrated and secure. We provide the tools, resources and support to help you forge a career that delivers more of what you want: recognition, rewards and work that makes a difference.We are an equal opportunity employer. We evaluate qualified applicants without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, veteran status, or any other protected characteristic. The EEO is the Law poster is available here.VEVRAA Federal ContractorWe request Priority Protected Veteran & Disabled Referrals for all of our locations within the state.

Job DescriptionResponsible to coordinate and perform operational functions including client acquisition (e.g. leads, seminars), compliance, advisor practice support, licensing, recruiting, client assignment, and business system support for one or more employee financial advisor offices.Responsibilities* Provide administrative support to the field leaders including calendar management, travel arrangements, expense reports, meeting setup, e-mail correspondence, and prepare meeting documents for the field leader.* Identify requirements for specific tasks, projects or events. Proactively support the effectiveness of the field leader's office by managing issues that do not require the field leader's direct involvement.* Prepare standard communication including memos, letters, presentations, recognition, and congratulations/thank you cards. Documents may be prepared using Microsoft Word, PowerPoint, and Excel as required by the field leader. Distribute these documents via e-mail or other methods as appropriate for the communication and considering security protocols.* Represent the field leader in issues and activities requiring field leader action or intervention, including functioning as a liaison with field leader's office and the corporate office. Include interaction with employees, leaders, candidates and visitors via direct interaction or phone.Required Qualifications* High school diploma or equivalent.* 1+ years of experience.* Excellent written and verbal communication skills and strong client service orientation.* Strong organizational skills and ability to multi-task in a fast pace environment with minimal supervision.* Proficient with standard business hardware and software (including Microsoft Office products).* Strong time management skills. Strong mathematical skills.* Demonstrated ability to work with employees at all levels in the company.* Ability to handle/maintain private and confidential information in an appropriate manner.Preferred Qualifications* Associates degree or equivalent.* Financial experience including bill paying and reconciliation preferred.About Our CompanyWith the right company, life can be brilliant. At Ameriprise, we're not just in the business of helping clients with their financial goals - we also help our advisors and employees reach their true potential. Be part of an inclusive, collaborative culture that rewards you for your contributions and work with other talented individuals who share your passion for doing great work. You'll also have plenty of opportunities to make your mark at the office and a difference in your community. So if you're talented, driven and want to work for a strong ethical company that cares, take the next step to create a brilliant career at Ameriprise Financial.We are an equal opportunity employer. We evaluate qualified applicants without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, veteran status, or any other protected characteristic. The EEO is the Law poster is available here.VEVRAA Federal ContractorWe request Priority Protected Veteran & Disabled Referrals for all of our locations within the state.

Job DescriptionThe Compliance Manager is part of the Account Establishing Team within Investment Compliance and is responsible for analyzing investment guidelines for institutional separately managed accounts and mutual, sub-advised, private and collective funds. The Compliance Manager codes investment restrictions in the respective order management system to assist the Portfolio Managers in managing accounts within the investment guidelines and provides training Portfolio Managers on their accounts.Responsibilities* Perform timely and effective reviews of investment management agreements and prospectuses to identify and analyze investment guidelines and restrictions. * Coordinate and collaborate with the contracts office, client service, product, and/or legal to clarify interpretive issues related to investment guidelines or disclosure documents.* Ensure guidelines and restrictions are effectively coded into compliance systems for ongoing monitoring of funds/accounts' guidelines and provide training to Portfolio Managers on investment guidelines.* Work closely with the investment compliance team, portfolio managers, legal, and vendors to continuously improve compliance monitoring of investment guidelines and regulatory rules by assisting with rule testing, new rule development, improving the automated monitoring of rules, and ensuring rules are working as intended.* Provide support to staff with respect to account reviews, restricted list updates, and rule coding* Assist with various projects and initiatives across investment compliance team, including training related to new accounts, the periodic review of existing accounts, and continuous process improvements.* Assist with the ongoing maintenance of procedures and related controls.Required Qualifications* Bachelors degree or equivalent.* 5-7 years of experience.* 2-3 years of experience within investment compliance, paralegal, legal, or general compliance.* Compliance rule coding and testing experience preferably using BlackRock Aladdin or LineData Compliance, or similar order management systems.* Understanding of the Investment Company Act of 1940, Investment Adviser's Act, and UK and European regulatory frameworks, such as various UCITs rules.* Understanding of financial instruments across asset classes in the investment compliance monitoring context, including equity, fixed income, and derivative instruments.* Strong analytical and problem-solving skills, as well as strong verbal communication and interpersonal skills with all levels of seniority.* Ability to work independently and as a team, exercise flexibility, initiative, good judgment and discretion.About Our CompanyWith the right company, life can be brilliant. At Ameriprise, we're not just in the business of helping clients with their financial goals - we also help our advisors and employees reach their true potential. Be part of an inclusive, collaborative culture that rewards you for your contributions and work with other talented individuals who share your passion for doing great work. You'll also have plenty of opportunities to make your mark at the office and a difference in your community. So if you're talented, driven and want to work for a strong ethical company that cares, take the next step to create a brilliant career at Ameriprise Financial.We are an equal opportunity employer. We evaluate qualified applicants without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, veteran status, or any other protected characteristic. The EEO is the Law poster is available here.VEVRAA Federal ContractorWe request Priority Protected Veteran & Disabled Referrals for all of our locations within the state.